John Woods, a former broker at Oppenheimer & Co. Inc., is facing allegations of conducting a Ponzi scheme along with James Woods, Michael Mooney, and Iris Israel. The customer dispute, filed on January 9, 2024, and currently pending resolution, claims that the alleged scheme took place between 2008 and 2021, involving private placement securities and […]

Steven J. Vander Velde (Frisco, TX): Private Client Services Broker Review and Ongoing Investigation Haselkorn & Thibaut, a national law firm focused on investment fraud, has initiated an independent investigation into Steven J. Vander Velde, a Frisco, TX-based financial advisor currently employed by Private Client Services, LLC. If you are an investor concerned about your

Investigation Into Josh Green and Cetera Investment Services: What Investors Need to Know **Haselkorn & Thibaut has opened an investigation** into New Port Richey financial advisor Josh Green (CRD# 4970616) following multiple investor complaints regarding unsuitable investment recommendations and structured product issues. If you’ve worked with Josh Green at Cetera Investment Services, this comprehensive report

Michael Mooney, a former broker and investment advisor at Oppenheimer & Co. Inc., is facing allegations of conducting a Ponzi scheme alongside John Woods, James Woods, and Iris Israel. The customer dispute, filed on January 9, 2024, is currently pending resolution and seeks damages amounting to $4,037,101. According to the claimant, the alleged Ponzi scheme

Patrick Aaron Pistor – Equitable Advisors, LLC | San Antonio, TX: Investor Alert & Red Flags Haselkorn & Thibaut, a trusted national investment fraud law firm, has opened an investigation into allegations related to Patrick Aaron Pistor, a former broker based in San Antonio, Texas, who was most recently registered with Equitable Advisors, LLC (CRD