Janet Doherty, a former broker and investment advisor with Cetera Advisors LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, for allegedly transferring funds from clients’ fixed annuities to a variable annuity without proper authorization. The customer dispute, which was filed on January 11, 2024, and is currently pending, […]

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investor fraud investigation into Vincenzo P. Garganese (also known as Vicenzo Hart, Vincenzo Pietro Hart, CRD# 6760844), a financial advisor registered with MML Investors Services, LLC (CRD #10409) in Portland, Maine. If you are a current or former client of Vincenzo P. Garganese,

Morgan Stanley and one of its financial advisors, Drew Reinhardt (CRD# 1234567), are facing allegations of excessive trading and unsuitable investment recommendations, according to a recent customer dispute filed with the Financial Industry Regulatory Authority (FINRA). The client alleges that Reinhardt recommended investing in mortgage-backed securities, which resulted in excessive trading designed to generate commissions

Nancy Martinez, a broker and investment advisor with CUSO Financial Services, L.P. (CRD 42132) in California, is facing a pending customer dispute alleging misrepresentation related to real estate securities. The complaint, filed on January 11, 2024, seeks damages of $500,000. Martinez has been registered with CUSO Financial Services since June 21, 2011, and her FINRA