Haselkorn & Thibaut, P.A., a national investment fraud law firm, has announced an independent investigation into investment advisor Simon Michel Joseph (CRD #5602157). The investigation focuses on allegations of unauthorized trading, failure to disclose regulatory actions, and unsuitable investment recommendations while Joseph was employed at multiple broker-dealer firms prior to joining United Advisor Group. Who […]

In a recent development, a customer dispute has been filed against Dorothy Welsch, a financial professional associated with Principal Securities, Inc. (CRD 1137). The client alleges that Welsch failed to properly allocate the subaccount investments in her variable annuity in November 2022, resulting in damages to the value of the account. According to the disclosure

Haselkorn & Thibaut Opens Investigation Into William R. Bredt of Raymond James & Associates in West Conshohocken, PA If you or a loved one has invested with William R. Bredt (CRD# 705), also known as Bill Bredt, of Raymond James & Associates, Inc. in West Conshohocken, Pennsylvania, this report is intended to help you understand

Adam Michael Chustz – Stifel, Nicolaus & Company Advisor Under Review: What Investors Should Know Haselkorn & Thibaut, a National Securities fraud law firm with over 95 years of experience and a 98% success rate, has launched an independent investigation into financial advisor Adam Michael Chustz of Stifel, Nicolaus & Company, Incorporated. If you are

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Mark Alan VanVoorhees, a financial advisor formerly with Berthel, Fisher & Company Financial Services, Inc. If you invested with Mark VanVoorhees and have concerns about your account, this report is essential reading. Understanding your advisor’s background, complaint history, and current issues