Investment Fraud Lawyers

Broker Fraud Investigation: Charles H. Frieda

InvestmentFraudLawyers.com is now investigating complaints against former California broker and financial advisor Charles Henry Frieda. In December 2017, the Financial Industry Regulatory Authority permanently barred Mr. Frieda from associating with any FINRA member firm in any capacity. Mr. Frieda consented to the sanction after his customers at Wells Fargo Clearing Services, LLC (formerly Wells Fargo […]

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American Equity Investment Corporation Advisor Robert Wilson Has Complaint Filed Over GWG Holdings Sales

The world of financial advisors and investment firms is fraught with both opportunities and risks. Investors entrust their hard-earned money to these entities, hoping for substantial returns. Unfortunately, not all transactions yield the desired results, leading to disputes and lawsuits. One such case that has recently made headlines involves Robert Wilson, a broker formerly registered

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TD Bank Resolves $1.2 Billion Lawsuit Tied to Allen Stanford’s Ponzi Scheme

Toronto-Dominion Bank (TD Bank), one of Canada’s largest financial institutions, agreed to pay a staggering $1.2 billion to settle a lawsuit related to its alleged involvement in one of the biggest Ponzi schemes ever orchestrated, led by the disgraced financier Allen Stanford. This agreement has sparked a wave of scrutiny over the bank’s corporate governance

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Blackstone (BREIT): Halts Withdrawals, Braces For Market Drop and Possible Legal Remedies for Investors

In recent months, Blackstone Inc., a leading global alternative asset manager, has found itself under scrutiny following its decision to limit investor withdrawals from its $71 billion Real Estate Income Trust (BREIT). This controversial investment decision has sparked significant investor complaints and potentially impending lawsuits, bringing the firm’s business conduct into question. This comes at

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Complaint Filed Against David Lerner Advisor Michael Kinkel

According to a recent investor complaint, White Plains financial advisor Michael Kinkel (CRD# 5947093) is reportedly under scrutiny following allegations of providing misleading investment advice. This information comes from the records maintained by the Financial Industry Regulatory Authority (FINRA), indicating his current broker registration with David Lerner Associates. The Allegations against Michael Kinkel Mr. Kinkel’s

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