10 Cons of Non-Traded REITS

10 Cons of Non-Traded REITS – Recover Your Losses

Regulators — the SEC, FINRA, and many state securities authorities — have repeatedly cautioned that non‑traded REITs and non‑traded BDCs are complex, often costly, alternative investments. Over the years their messages have been consistent: these products can be difficult for retail investors to understand, they can carry hidden or structural conflicts, and their long‑term economics […]

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Rauch Pease Wealth Management

Wells Fargo Advisor Rauch Pease Wealth Management Asked to Pay $731K Plus Interest for Churning

It has been determined by the arbitrators in a FINRA (Financial Industry Regulatory Authority) arbitration case that Wells Fargo, along with a former financial adviser Gregory Pease, are guilty of churning in a customer’s account and must pay $731,587 as compensation. The Claim The claim was filed by Edward A., the chief executive of Owens

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