Investment Fraud Lawyers

Frank Avallone and National Securities Corporation Complaints & Investigation

Frank Avallone, a financial advisor at National Securities Corporation, is facing suitability questions after two customers accused him of recommending unsuitable investment products. According to BrokerCheck record of May 7, 2020, two customers have accused of recommending wrong investments that led to substantial losses. Investors are encouraged to call 1-888-885-7162 to review their investment portfolios […]

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UBS Financial Advisor Chris Black Investigated

CHRISTOPHER R. BLACK (a/k/a CHRIS BLACK), FINRA CRD #2186558 is registered with UBS Financial Services Inc. in Houston, TX since November 2015. Haselkorn and Thibaut are currently investigating the sales practices of Chris Black. According to Financial Regulatory Authority (FINRA) Brokercheck, Chris Black discloses a September 2019 customer dispute alleging damages of $1 million related

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Jason Mosher, Kalos Capital, GPB Capital Investigation

Jason J. Mosher is an investment advisor with Sheppard Mosher in Canandaigua, NY, and he has been registered with Kalos Capital, Inc. (September 2014 to Present). InvestmentFraudLawyers.com is currently investigating the sales practices of Mr. Mosher to clients specifically of GPB Capital Holdings. Mr. Mosher holds FINRA Series 6, Series 7, Series 63, and Series

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New York City REIT Lawsuit “FINRA”

New York City REIT, the real estate investment trust also known as American Realty Capital New York City REIT and sponsored by AR Global, listed on the New York Stock Exchange under the symbol NYC crashed 41% on the first day of trading. For the investors that purchased NYC REIT as a non-traded REIT, the

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William Wimberly (Jackson, MS) SUSPENDED By FINRA

William Wimberly, LPL Financial, (Jackson, MS) SUSPENDED By FINRA

William A. Wimberly was registered with LPL Financial, LLC (November 2008 to August 2018) in Jackson, MS. According to FINRA BrokerCheck (as of June 2020), Mr. Wimberly has been suspended from acting as a broker and is not currently registered as a broker, and his Brokercheck report reflects the following disclosures: In May 1998, a customer dispute

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