Eric Drewes is a financial advisor registered with American Capital Partners, LLC, in Jacksonville, Florida. The broker-dealer markets itself as a “personal wealth management” firm that helps clients prioritize objectives and prepare financially to accomplish them, including retirement income and financial planning, and other financial goals. Eric Drewes Investigation Mr. Drewes is a Managing Director […]
American Capital Partners Complaints Read More »
Mark Lamkin was registered LPL Financial LLC (2001-2018) and with Calton & Associates, Inc. (2018 to present) in Louisville, KY. According to the Financial Regulatory Authority (FINRA) BrokerCheck (as of May 2020), Mr. Lamkin has been the subject of 7 disclosures and is currently suspended by FINRA from acting as a financial advisor. In 2000,
Mark Lamkin (Carlton & Associates) Suspended – Investor Notice Read More »
Haselkorn & Thibaut is investigating potential sales practice and supervision issues related to a financial advisor, Gene Esplin, who was previously with Kalos Capital, Inc. (2015-2019), and with Triad Advisors, Inc. (2008-2015) in Pocatello, ID. The lawyers of Haselkorn & Thibaut, P.A. at wordpress-1550703-6001974.cloudwaysapps.com have been investigating potential sales practice and supervision issues relating to
Gene Esplin, Kalos Capital – Lawsuit “FINRA” Read More »
Berthel Fisher & Company Financial Services (Berthel Fisher) and its insurance-based broker-dealer affiliate Securities Management and Research are headquartered in Cedar Rapids, IA, and are believed to have over 280 independent financial advisors working nationwide, handling over 4,000 accounts and over $610 million in assets according to Brightscope. The Financial Regulatory Authority (FINRA) provides an
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Carter Validus Mission Critical REIT II (Carter Validus) is a risky and complex alternative investment headquartered in Tampa, FL that was typically a high-commission product for the brokerage firms and financial advisors selling the products, but these products were often marketed to individual retail (Main Street) investors as a non-traded real estate investment trusts (REITs)
Carter Validus REIT Suspends DRIP Read More »