FS Global Credit Opportunities Fund A - Lawsuit

FS Global Credit Opportunities Fund A – Lawsuit “FINRA”

The law firm of Haselkorn & Thibaut, P.A. is currently researching and investigating potential claims involving investor losses related to the FS Global Credit Opportunities Fund – A .  The FS fund is classified as a close-ended fixed income feeder fund originally launched by Philadelphia, PA-based asset manager Franklin Square Capital Partners, the fund is

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LPL Financial Complaint

LPL Financial Complaint “FINRA” Leads to John Simmons Getting Barred

Failure to provide requested information and documents to the regulator has earned LPL financial advisor John E. Simmons Jr. an automatic debarment from the industry. It appears that a letter from the self-regulating organization FINRA (Financial Industry Regulatory Authority) was sent to Simmons in February asking for information pertaining to the investigations it was carrying

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