Financial Advisor Fraud

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a dedicated investigation into Kenneth Joseph Arena (Ken Arena), a financial advisor in Pompano Beach, Florida, currently with Cetera Wealth Services, LLC. Our firm is focused on helping investors who have suffered losses in accounts managed or advised by Ken Arena recover their funds […]

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Andy Martz (CRD# 5118326), a financial advisor based in Southlake, Texas, currently registered with LPL Financial and doing business as WIS Advisors. Our firm’s investigation focuses on potential red flags, past customer complaints, and regulatory matters related to Mr. Martz’s

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an independent investigation into the conduct of Andrew Martz (CRD 5118326), a registered financial advisor based in Southlake, TX, and currently employed by LPL Financial LLC. If you or a loved one invested with Andrew Martz and experienced losses, you may be entitled to

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Andrew Spaventa (CRD# 6175466), a broker and investment adviser currently registered with TSG Capital Advisors and TSG Alpha Partners in Ronkonkoma, New York. Our attorneys are taking this step in response to regulatory disclosures, a pending SEC investigation, and a

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a comprehensive investigation into the conduct of Bradley Heppner, former chairman and CEO of GWG Holdings, Inc., a Dallas, Texas-based Nasdaq-listed company. Our attorneys are focusing on Heppner’s actionable red flags, investor complaints, and the implications for GWG L Bond investors Nationwide. If you