The board of CNL Healthcare Properties REIT (CNL) has been approved the estimated net asset value (NAV) of $7.37 for its common stock. Its last approved NAV was $7.38 which had been approved on the 31st of December, 2020. The marginal decline was attributed to “a slight decline in balance sheet assets, partially offset by […]
Robert Fehrman, a former MSC-BD broker, allegedly made unsuitable GPB Capital private placement recommendations. A widow was awarded $221,000 in compensatory damages, legal expenses, and other fees by a Financial Industry Regulatory Authority (FINRA) arbitration panel against brokerage firm MSC-BD, LLC for losses she incurred in GPB private placements. GPB Capital Holdings was indicted for
Widow To Get $221K From Robert Fehrman MSC-BD Over GPB Capital Private Placement Losses Read More »
As per the settlement letter recently finalized, Lynn Faust, a top South Carolina-based broker of Raymond James & Associates has been barred by the Financial Industry Regulatory Authority (FINRA) for three months, in addition to a fine of $5,000 being levied. The broker in question is Lynn Faust who attracted the censure for unsuitable Unit
Lynn Faust Raymond James Financial Advisor Barred! Read More »
Working for a big firm on Wall Street may have fringe benefits, but being named as the beneficiary of $5 million in an elderly client’s will has not been known to be one. This ‘fringe benefit’ has been earned for Dinu Tise, a New Orleans-based private client advisor with JP Morgan Chase, a suspension for
JP Morgan Dinu Tise Advisor Suspended and Fined Read More »
A customer complaint has been filed in 2021 against Robert Omohundro, currently a financial advisor with Alexander Capital. He was earlier associated with Centaurus Financial from March 2015 to April 2020 and with J.P. Turner from 2007 till March of 2015 at which point he had moved to Centaurus. He has operated out of offices
Robert Omohundro Complaints and Investigation Read More »