Investigation into Michael Christopher Venturino at Aegis Capital Corp Amid Regulatory Scrutiny
Haselkorn & Thibaut has opened an investigation into Michael Christopher Venturino (CRD# 5872439), a former financial advisor most recently associated
Financial Advisor Fraud
FINRA Fines Moody Capital Solutions $50,000 for AML Compliance Failures
A California-based broker-dealer learned a costly lesson about customer due diligence this spring. FINRA announced on May 5, 2026, that
Alan Ngo of PFS Investment Services Barred by FINRA Amid Investor Review
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an independent investigation into Alan Ngo (CRD# 4273116), a
Melissa Dixon Investigation Linked to LPL Financial and Cambridge Investment Research
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has launched an independent investigation regarding Melissa Dixon (CRD# 5193232) of
Vanessa Ly at Cetera Investment Services Faces Investor Law Firm Investigation
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated a formal investigation into Newport Beach, California financial advisor