Financial Advisor Fraud

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has officially launched an investigation into Robert Dean Sperber (CRD 2297059), a Coral Gables, Florida-based financial advisor. Sperber is currently registered with Morgan Stanley (since February 2025), after nearly a decade with Stifel, Nicolaus & Company, Incorporated (December 2015-February 2025). Investors who have suffered losses under […]

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened a dedicated investigation into Hector Alberto Mena (CRD 5400535), a financial advisor currently registered with Cetera Wealth Services, LLC and servicing clients in Hypoluxo, FL and beyond. If you are an investor who has sustained losses with Mr. Mena, understanding the details of his

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened a comprehensive investigation into former Merrill Lynch broker Lino J. Gutierrez (also known as Joe Gutierrez, Lino Gutierrez, or Lino Joe Gutierrez, CRD 5527598), based in Stuart, FL. Our experienced attorneys are focusing on complaints and red flags associated with Mr. Gutierrez’s conduct as

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched an independent investor investigation concerning Kevin Christopher Forrest (CRD #5873266), a registered broker and financial advisor with Morgan Stanley Smith Barney (commonly known as Morgan Stanley). If you have worked with Mr. Forrest—especially if you are a Miami, Florida investor—this report offers actionable insights

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an investigation into Joshua David Chapin (also known as Josh Chapin, CRD# 5825638), a stockbroker and investment advisor associated with Emerson Equity LLC in Corona Del Mar, California. As investor advocates with a 98% success rate across hundreds of investor claims, 95+ years