Financial Advisor Fraud

Bad financial advisors cost investors billions each year. Learn the warning signs, red flags, and verification steps that protect your wealth.

Jennifer Basey (CRD# 4730054) has accumulated seven disclosed events on her FINRA BrokerCheck record over sixteen years. Those events include two settled customer complaints, two regulatory suspensions, a state conditional registration, a professional board censure, and a 2023 resignation after she admitted paying cash to complaining customers. Investors who worked with her at Edward Jones

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched an independent investigation into allegations of misconduct involving Arroyo Grande, California financial advisor Kurt Jackson (CRD# 2913769) of Commonwealth Financial Network. As seasoned former Wall Street defense attorneys, our attorneys leverage insider knowledge to represent investors nationwide. If you entrusted funds to Mr. Jackson

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened a formal investigation into Mike Lader (CRD# 5158093), a registered financial advisor and broker associated with Ameriprise Financial Services in Palm Beach Gardens, Florida. Our attorneys are committed to protecting investors Nationwide who may have been affected by unsuitable investment recommendations, underperforming products, or

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched an independent investigation into Ben Duckett (CRD# 6143741), a financial advisor based in Carlsbad, California, and affiliated with Morgan Stanley / Graystone Consulting. Our firm is examining allegations and concerns raised by investors regarding his management of covered call options strategies and the adequacy