Financial Advisor Fraud

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an investigation into Peter James Roberts (CRD #6982848), currently a registered representative with WealthForge Securities, LLC. Our experienced attorneys have reviewed recent public records, including FINRA’s BrokerCheck, to provide clarity for investors concerned about private placement offerings, customer allegations, and regulatory compliance. If you […]

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into financial advisor Nicolas Longpre (CRD# 4791561) of Cambridge Investment Research, Inc. As a group of former Wall Street defense attorneys, we rely on our decades of insider knowledge to aggressively pursue recovery options for investors who may have suffered losses.

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an investigation into Mark Samuel Epps (CRD #2185338) of Ausdal Financial Partners, Inc. Investors who have worked with Mark Samuel Epps, particularly in Michigan and surrounding states, should be aware of the available disclosures, allegations, and suitability rules that may affect their ability to

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into former RBC Securities, Inc. advisor Joe Chia (CRD #6454179). Our mission is to empower you—the investor—by providing critical information and advocating for your financial recovery when concerns arise. If you worked with Joe Chia at RBC Securities, Inc. or another

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an investigation into Matthew Stephen Zuckerman (CRD 5538922), a financial advisor currently registered with Pine Distributors LLC and formerly with Castle Hill Capital Partners, Inc. Our firm’s review stems from multiple regulatory disclosures, including a notable employment termination and associated compliance issues. If you