Financial Advisor Fraud

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a dedicated investigation into Robert Dean Sperber (CRD #2297059), a financial advisor based in Coral Gables, Florida, currently registered with Morgan Stanley. Our firm’s investigation focuses on complaints and regulatory actions arising during and after Mr. Sperber’s tenure at leading broker-dealer firms, most recently […]

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has opened an independent investigation into financial advisor Hector Alberto Mena (CRD 5400535), currently registered with Cetera Wealth Services, LLC in Hypoluxo, Florida. Our firm is dedicated to helping investors like you recover losses that may result from broker misconduct, unsuitable recommendations, or flawed investment strategies.

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened a comprehensive investigation into Lino J. Gutierrez (CRD 5527598), a former financial advisor based in Stuart, FL and most recently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated. If you worked with Mr. Gutierrez between 2017 and 2025 and have concerns about your

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has launched an investigation into Miami, Florida financial advisor Kevin Christopher Forrest (CRD #5873266), a registered representative of Morgan Stanley. Our attorneys are reviewing potential claims involving unsuitability and investment losses related to options trading strategies executed by Mr. Forrest. If you worked with this advisor

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened a formal investigation into former PFS Investments Inc. advisor Lyhen Fiallo (also known as Lyhen Hernandez, CRD #4579582), whose conduct as a stockbroker in Hialeah, Florida has triggered serious regulatory actions and client complaints. If you entrusted your investments to Lyhen Fiallo and have