Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has officially opened an investigation into Coral Gables, FL financial advisor Alvaro Mauricio Jiron (CRD #4226147) of LPL Financial LLC. If you are an investor who worked with Mr. Jiron and are concerned about your accounts or believe you may have suffered investment losses, this report is for you. Our firm brings over 95 years of combined securities law experience and a 98% recovery success rate in hundreds of investor cases, standing ready to fight for the recovery of your funds.
Every investor deserves straight answers. We approach every investigation with the resolve and insight earned from decades as former Wall Street defense attorneys. Our insider knowledge now serves to advocate exclusively for individual investors.
Why Our Firm Is Investigating Alvaro Mauricio Jiron
Table of Contents
Our attorneys have recently received inquiries and reviewed public regulatory records regarding Alvaro Mauricio Jiron, a registered representative currently working with LPL Financial LLC in Coral Gables, FL. The purpose of this investigation is to determine whether Mr. Jiron’s clients may have been subject to sales practices or advice that resulted in recoverable losses.
Below is a comprehensive, up-to-date summary of Mr. Jiron’s background, work history, complaint record, and potential red flags relevant to your investment recovery options.
Alvaro Mauricio Jiron — Registration & Employment Overview
| Full Name | Alvaro Mauricio Jiron |
|---|---|
| Broker CRD Number | 4226147 |
| Location | Coral Gables, Florida |
| Current Broker-Dealer | LPL Financial LLC |
| Registration Start Date (LPL) | 2023 |
| Prior Firms |
|
| Licenses Held | FINRA Series 7, Series 66 |
Review of Complaints & Public Record Disclosures
- FINRA customer disputes: No current customer disputes are disclosed on BrokerCheck. View profile here.
- Civil litigation, arbitrations, or regulatory actions: No civil litigation, SEC orders, or regulatory enforcement actions are linked to Mr. Jiron.
- Financial disclosures: No bankruptcy filings, unsatisfied judgments, or liens are reported.
- Negative media reports or class actions: Our web and public records search revealed no adverse news, lawsuits, or consumer agency complaints.
Material Complaint Against Alvaro Mauricio Jiron — FINRA Arbitration
While regulatory records appear clean as of the latest reporting period, our investigation identified one notable customer complaint involving Alvaro Mauricio Jiron:
- August 2025: A customer of Infinex Investments filed FINRA Arbitration Case No. 25-01641 against Mr. Jiron, alleging that he misrepresented an offshore annuity as a safe and secure investment. The client reported substantial losses tied directly to this alleged misrepresentation.
- Settlement Outcome: In September 2025, the case was reportedly settled for $200,000 in favor of the investor.
This settlement may signal a significant red flag. Annuity misrepresentation can implicate FINRA Rule 2020, which prohibits the use of manipulative, deceptive, or other fraudulent devices. Such cases are especially important for investors who placed trust in Mr. Jiron’s advice for retirement or savings strategies and suffered losses as a result.
Understanding the Risks: Annuity Misrepresentation & Broker Misconduct
Common broker misconduct issues associated with unsuitable annuities and similar investments may include:
- Misrepresentation or omission of key facts regarding risk, fees, liquidity, or guarantees
- Annuity switching or churning through inappropriate movement of clients from one product to another for increased commissions
- Unsuitable investment recommendations that do not fit a client’s risk tolerance or investment objectives
- Failure to disclose all material risks associated with complex investments, such as offshore or variable annuities
If you suffered losses involving any of the above, particularly annuity switching or misrepresentation at Infinex Investments, LPL Financial LLC, or any prior firm associated with Mr. Jiron, you may have grounds to pursue recovery through FINRA arbitration.
How Our Attorneys Fight to Recover Investor Losses
As former defense counsel for global institutions, our firm relies on unique insider knowledge to analyze account statements, uncover unauthorized trades or fraudulent advice, and aggressively pursue recovery of investment losses for individual investors. We are proud of our:
- 98% success rate in investor recovery cases
- Over 95 years of combined securities law experience
- A team designated as Super Lawyers and ranked in the Top 2% peer-reviewed by Martindale-Hubbell AV Preeminent
- Over $520 million involved in securities matters
- Comprehensive 5.0-star client reviews
- No recovery, no fee commitment—if you do not recover funds, you do not pay legal fees
How to Take Action — Free Case Consultation
Do not let uncertainty or fear delay your potential recovery. If you believe you suffered losses as a result of working with Alvaro Mauricio Jiron, especially in Coral Gables, FL, or through LPL Financial LLC, contact our attorneys today for a complimentary, confidential review of your accounts.
Our investigation into Mr. Jiron remains ongoing, and every new client matter helps expand the scope of our review. There is no cost or obligation for an initial consultation. The process is confidential and handled by experienced lawyers who know the tactics of Wall Street from the inside out.
Call us at 1-888-885-7162 for your free and confidential consultation today.
If you have concerns or questions about a specific annuity, investment strategy, or account handled by Mr. Jiron at LPL Financial LLC, simply call. Our firm will provide a straightforward assessment of your options and the best path to recover your funds.
Protect your investments and your peace of mind—allow us to advocate for you as we leverage our experience and history of results on your behalf.
