Matt Stucke, a financial advisor from Milton, Georgia, has recently found himself at the center of an investor grievance that alleges a financial blow exceeding $300,000. The Financial Industry Regulatory Authority (FINRA) has recorded him as a broker for Cetera Advisor Networks and an investment advisor with Cetera Investment Advisers. Additionally, he is also associated with Macrocarpa Private Wealth.
A Pending Client’s Complaint Against Stucke
Table of Contents
According to Stucke’s BrokerCheck account, he has one investor complaint filed against him. The complaint, lodged in July 2023, claims that when he was associated with Cambridge Investment Research, he didn’t adeptly handle the customer’s discretionary account, causing significant financial losses. The yet-to-be-resolved complaint alleges damages totaling $370,000.
Advisor’s Approach to Investment Advisory
The Macrocarpha Private Wealth firm, helmed by Stucke, prides itself on a collective strategy to maneuver through the intricacy of financial services. Their website states that they strongly believe in harnessing varied opinions from several sources with unique backgrounds, educational prowess, and industry experience. They assert their keenness to proactively formulate a strategy that fits your financial goals and objectives by employing effective methods.
Moreover, Stucke’s profile on the company’s website notably highlights his commitment to a ‘holistic’ approach in dealing with clients. He is dedicated to offering premium service, customized to each client’s needs. This entails an in-depth communication strategy and a meticulous review process. Stucke’s mission aims at considering every facet of a client’s financial life, which includes alternative investments and private equity, trust and estate planning, and credit and lending solutions such as tailored lending, mortgages, asset-based lending, and investment banking.
Matt Stucke’s Industry Experience
According to FINRA, Matt Stucke’s markets and securities industry experience span an impressive 18 years. Stucke is a Cetera Advisor Networks’ broker since 2022 and has been an investment advisor at Cetera Investment Advisers since 2023, operating as Macrocarpa Private Wealth. He boasts a registration history that includes Cambridge Investment Research (Milton, Georgia; 2020-2022), Raymond James & Associates (Alpharetta, Georgia; 2018-2020), JP Morgan & Associates (Atlanta, Georgia; 2013-2018), UBS Financial Services (Atlanta, Georgia; 2010-2013), Wells Fargo Investments (Fargo, North Dakota; 2005-2008), and Intersecurities (St. Petersburg, Florida; 2005). Stucke has successfully cleared six securities industry qualifying tests and is licensed to operate in multiple states. This information, as of August 27, 2023, also covers the scope of his work in the investment sector.
Haselkorn & Thibaut attorney firm has a long-standing reputation for representing investors across the nation in claims against financial advisors and investment firms. If you’ve suffered substantial investment losses, we’re here to help. Reach out to us on 1-800-856-3352 or fill out our contact form for a free and confidential consultation.
