Jeffrey Thomas Higgins of Baker City, Oregon Fleeced Investors Out of $1.6 Million
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, is reviewing accounts handled by Jeffrey Thomas Higgins (CRD# 2871443), a
Our Firm
Our Firm
Former Wells Fargo Broker Marcus Delgado Barred Over $3.8 Million in Retirement Account Losses
FINRA permanently barred former Wells Fargo broker Marcus Delgado after finding excessive trading in 18 retirement accounts that generated $487,000 in commissions and caused $3.8 million in losses.
San Francisco Advisor Sam Te Su Faces $50 Million Unsuitable Investment Complaint
San Francisco financial advisor Sam Te Su, CRD# 4232029, is the subject of a pending $50 million customer complaint alleging unsuitable concentration in a speculative stock.
Aram Tony Urfalyan (CRD 6470898): disclosure review for investors
Investment adviser Aram Tony Urfalyan, CRD 6470898, has a disclosure from J.P. Morgan Chase involving confidential client information. Investors should understand what the record means.
Daniel Gustavo Diaz (CRD 1715827) barred by FINRA after Merrill termination
Longtime Merrill Lynch broker Daniel Gustavo Diaz was barred by FINRA in 2026 after refusing on-the-record testimony tied to commission discount and excessive commission allegations.