Hold on to your hats, folks! We’ve got a serious allegation on our hands that’s shaking the financial world. A client of Merrill Lynch, Pierce, Fenner & Smith Incorporated has come forward with a claim of an unauthorized trade that took place in February 2023. Now, if you’re wondering what an unauthorized trade is, it’s a pretty serious deal. It’s when a broker makes a trade without explicit permission from their client. And in this case, the client is pointing the finger at none other than Albert Crimaldi, a broker and investment advisor with the company.
Investigations Underway
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Haselkorn & Thibaut, an investment fraud law firm, is on the case, investigating the allegations against both Crimaldi and his employer, Merrill Lynch, Pierce, Fenner & Smith Incorporated. This isn’t a game of pin the tail on the donkey – these allegations are serious and could have significant repercussions.
- Date of Dispute: 6/7/2023
- Nature of Dispute: Unauthorized trade
- Broker involved: Albert Crimaldi
- Company involved: Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691)
- Period of Employment: 11/18/2016-Present (Broker), 01/17/2017-Present (Investment Advisor)
FINRA Arbitration to the Rescue
If you’re an investor who’s suffered losses, you might be feeling like a fish out of water. But don’t worry, there’s a lifeline. The Financial Industry Regulatory Authority (FINRA) Arbitration is a platform where disputes between investors and brokers can be resolved. It’s like a courtroom, but for financial disputes.
Haselkorn & Thibaut: Your Financial Guardians
Haselkorn & Thibaut is a national investment fraud law firm with offices in Florida, New York, North Carolina, Arizona, and Texas. They’re like the superheroes of the financial world, swooping in to help investors recover losses. With over 50 years of experience, they’ve got the know-how and the track record to back it up, boasting a whopping 98% success rate.
And the cherry on top? They’re offering a free consultation. Yes, you heard that right. You can reach out to them at 1-800-856-3352 and they’ll give you their expert advice for free. Plus, they operate on a “No Recovery, No Fee” policy. So, you’ve got nothing to lose and potentially a lot to gain.
In the face of financial disputes, it’s important to remember that you’re not alone. With the help of experienced professionals like Haselkorn & Thibaut, you can navigate the choppy waters of financial disputes and work towards a resolution.
