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Matthew Wilkes (CRD# 5409004): $6.8 Million in Pending Investor Claims and What You Need to Know

If Matthew Wilkes was your financial advisor, you should know what public records show. FINRA BrokerCheck discloses over $6.8 million in pending customer arbitration claims against Wilkes, a former broker who spent 15 years at firms including Wells Fargo, Raymond James, and TrustFirst before registering as an investment advisor in Tennessee. The allegations are not […]

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Why Elderly Investors Lost $7.7 Billion Last Year — And What FINRA and the SEC Are Doing About It in 2026

Older Americans lost more money to fraud in 2025 than ever before. The FBI’s Internet Crime Complaint Center reports that victims aged 60 and over suffered $7.7 billion in total losses — a 59 percent increase from the year before. The average loss per senior victim was $38,500. More than 12,400 seniors lost over $100,000

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Financial Advisor Lost My Money

Andrew Spaventa of TSG Capital Advisors Faces SEC Probe, Investor Complaint

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Andrew Spaventa (CRD# 6175466), a broker and investment adviser currently registered with TSG Capital Advisors and TSG Alpha Partners in Ronkonkoma, New York. Our attorneys are taking this step in response to regulatory disclosures, a pending SEC investigation, and a

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Financial Advisor Lost My Money

Bradley Heppner Conviction Highlights GWG Holdings L Bond Investor Losses

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a comprehensive investigation into the conduct of Bradley Heppner, former chairman and CEO of GWG Holdings, Inc., a Dallas, Texas-based Nasdaq-listed company. Our attorneys are focusing on Heppner’s actionable red flags, investor complaints, and the implications for GWG L Bond investors Nationwide. If you

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