Financial Advisor Lost My Money

Investigation Launched into JP Morgan Securities Advisor Nick Centis Amid Pending $11M Complaint

Haselkorn & Thibaut has opened an independent investigation into Nick Centis (CRD# 6187468), a San Francisco, California-based financial advisor currently registered with J.P. Morgan Securities. If you are a current or former client of Mr. Centis and have concerns about your investment portfolio, you may be interested in the findings below and the resources available […]

Investigation Launched into JP Morgan Securities Advisor Nick Centis Amid Pending $11M Complaint Read More »

Financial Advisor Lost My Money

Haselkorn & Thibaut Opens Investigation into David Hoover at Stifel Nicolaus

Haselkorn & Thibaut has opened an investigation into recent allegations and complaints concerning David Hoover (CRD# 1722534), a financial advisor currently registered with Stifel Nicolaus in San Francisco, California. If you are an investor who has worked with David Hoover or are concerned about your investments, this comprehensive report details his professional background, history of

Haselkorn & Thibaut Opens Investigation into David Hoover at Stifel Nicolaus Read More »

Financial Advisor Lost My Money

FINRA Bars Sean Barakat, Ex-Spartan Capital Securities Advisor, After Regulatory Investigation

Haselkorn & Thibaut has recently opened an investigation into Sean Barakat (also known as Shadi T. Barakat, CRD#: 5031281), a former financial advisor registered with Spartan Capital Securities, LLC. Our firm is dedicated to assisting investors who may have concerns about losses, misconduct, or questionable trading practices related to this advisor or his affiliated firms.

FINRA Bars Sean Barakat, Ex-Spartan Capital Securities Advisor, After Regulatory Investigation Read More »

Financial Advisor Lost My Money

Investigation Launched into Larry Jefferson Tolbert at Integrity Alliance and Csenge Advisory Group

Haselkorn & Thibaut has opened an investigation into Larry Jefferson Tolbert, a Memphis, Tennessee-based financial advisor registered with Integrity Alliance, LLC and Csenge Advisory Group, LLC. If you are an investor concerned about your experiences with Mr. Tolbert or the firms he is affiliated with, understanding the facts, red flags, and your options for recovery

Investigation Launched into Larry Jefferson Tolbert at Integrity Alliance and Csenge Advisory Group Read More »

Financial Advisor Lost My Money

Investigation Probes James Michael Poindexter of McDermott Investment Services and Independent Wealth Network Inc

Haselkorn & Thibaut, a National Securities fraud law firm, has opened a formal investigation into Prescott, Arizona-based financial advisor James Michael Poindexter (CRD 1867899), currently affiliated with McDermott Investment Services, LLC and Independent Wealth Network, Inc. If you have worked with Mr. Poindexter as your broker or investment adviser, understanding the details and status of

Investigation Probes James Michael Poindexter of McDermott Investment Services and Independent Wealth Network Inc Read More »

Scroll to Top