Financial Advisor Fraud

Haselkorn & Thibaut has recently opened an investigation into Thomas Prentice (CRD# 874774), a financial advisor based in Palm Desert, California with RBC Capital Markets. If you are an investor seeking to understand Mr. Prentice’s professional background, as well as any red flags or pending investor complaints, this report is designed to help you make […]

Haselkorn & Thibaut has opened an investigation into former financial advisor James A Chin Sr. (CRD# 1735239), who worked at UBS Financial Services Inc. in White Plains, NY. If you invested with James A Chin Sr., or have concerns about your accounts during his tenure, this research-based report provides factual details about his background, complaints,