Financial Advisor Fraud

Haselkorn & Thibaut is currently investigating William Henry Van Pelt IV, a financial advisor based in Houston, TX, and registered with Ridgeback Securities, Ltd. If you’ve invested with Mr. Van Pelt IV, now is the time to take a closer look at your accounts and protect your interests. Advisor Overview – William Henry Van Pelt […]

Research Report: William Henry Van Pelt IV – Ridgeback Securities, Houston, TX Haselkorn & Thibaut, a national investor protection law firm, has opened an independent investigation into William Henry Van Pelt IV (CRD 1716622), currently a registered representative with Ridgeback Securities, Ltd. in Houston, Texas. If you are an investor with concerns about your account

Haselkorn & Thibaut has opened an investor-focused investigation into San Diego, California-based financial advisor Troy Robertson (CRD# 6831574), a broker registered with Emerson Equity and an investment advisor with Copley Financial Group. If you have invested with Mr. Robertson or have concerns regarding your accounts, this overview is designed to give you the critical information

Haselkorn & Thibaut has launched an independent investigation into financial advisor Ron Cole (CRD# 1434325), currently registered with Emerson Equity in San Mateo, California. Investors working with Ron Cole or considering his services should remain aware of all relevant background information, recent investor complaints, and key regulatory obligations. Our nationally recognized investor protection law firm,

Haselkorn & Thibaut has launched an investigation into Peter N. Girgis, a former New York, NY-based financial advisor who has been barred by FINRA and associated with multiple broker-dealers, including SW Financial, Worden Capital Management, and Legend Securities, among others. With a history marked by regulatory actions and customer complaints, investors are seeking clarity on