Financial Advisor Fraud

Haselkorn & Thibaut has initiated an investigation into financial advisor Bill Van Pelt (CRD# 1716622), a broker now registered with Ridgeback Securities in Houston, Texas, and formerly with The Baldwin Group Wealth Advisors. If you’ve invested with Mr. Van Pelt or these firms and have concerns about your accounts, our team is available for a […]

Haselkorn & Thibaut is currently conducting an investigation into Taylor Armstrong (CRD# 6984140), a financial advisor affiliated with Aurora Securities in Kirkland, Washington and Portland, Oregon. This report provides investors with a clear and comprehensive summary of Mr. Armstrong’s background, complaint history, and potential red flags, as well as actionable steps investors can take if

Haselkorn & Thibaut, a highly experienced national investment fraud law firm, has opened an investigation into alleged misconduct involving Anita L. Lester (CRD# 4478199), formerly a broker with Berthel, Fisher & Company Financial Services, Inc. in Chicago, IL, and now an Investment Adviser Representative with Brookstone Wealth Advisors based in The Villages, FL. Are you

Haselkorn & Thibaut is actively investigating allegations related to John Paul Mastrogianakis (CRD #5100871), an Alpharetta, Georgia-based advisor registered with Truist Investment Services, Inc. If you are an investor who has worked with Mr. Mastrogianakis, this report provides key information, potential red flags, and steps you can take to protect your investments. Who is John

Haselkorn & Thibaut has opened an investigation into former Morgan Stanley advisor Darryl Matthew Cohen (CRD #2786613) of Westlake Village, CA, following a series of customer complaints, regulatory actions, and substantial arbitration settlements. If you are an investor who worked with Cohen, understanding the nature of these proceedings—and your options for possible recovery—could be crucial.