Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Tustin, California financial advisor Leticia Hewko (CRD# 6211451) following a recent investor complaint alleging unsuitable investment recommendations. The complaint, filed with the Financial Industry Regulatory Authority (FINRA), claims that Ms. Hewko’s advice regarding non-traded real estate investment trusts (REITs) resulted in […]

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into William Blair & Company financial advisor Robert J. Rumley III following concerning regulatory disclosures on his record. If you’ve invested with Mr. Rumley or have concerns about your account, understanding his background and regulatory history is crucial for protecting your financial

John Forrester, a broker with Newbridge Securities Corporation, is facing serious allegations of misconduct, as reported by a recent customer dispute filed on January 19, 2024. The complaint, which is currently pending, accuses Forrester of breach of fiduciary duty, breach of contract, fraud, negligence, and negligent supervision. The dispute involves alternative investments and stocks, with

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Coral Gables financial advisor Jay Martin Spieler of Oppenheimer & Co. Inc. With over 95 years of experience and a 98% success rate recovering millions for investors, the firm is examining potential misconduct related to Mr. Spieler’s advisory practices. Understanding Jay